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Ronald Daley Of W&S Brokerage Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Ronald Daley of W&S Brokerage Services?

Ronald Daley (CRD #4682165) who is currently registered with W&S Brokerage Services and located in West Chester, Ohio is a subject of one of our many securities industry sales practice abuse investigations.

Ronald Daley Customer Complaint

Ronald Daley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client claimed he was misinformed by Ronald Daley regarding a feature pertaining to this product during the sale of the product. Client claimed that he was informed that an RMD would not negate a 7% roll-up to the contract’s benefit base. Ronald Daley’s customer complaint was settled in favor of the investors.

Ronald Daley Red Flags & Your Rights As An Investor

Of course, Ronald Daley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Daley at W&S Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Ronald Daley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at W&S Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At W&S Brokerage Services Due To Ronald Daley

If you have questions about W&S Brokerage Services and/or Ronald Daley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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