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Rodney Boelter Of MML Investors Services And Formerly With MSI Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Rodney Boelter of MML Investors Services?

Rodney Boelter (CRD #3199789) who is currently registered with MML Investors Services and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Rodney Boelter was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Rodney Boelter Customer Complaints

Rodney Boelter has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Rodney Boelter’s 3 customer complaints were settled in favor of investors. One of Rodney Boelter’s customers’ complaints was denied and, to date, the customers had not taken any further action.

Allegations Against Rodney Boelter

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Clients alleged that their retirement account should never have been invested in stocks allegedly by Rodney Boelter. Clients further alleged they recently learned that their accounts were set up incorrectly as non-retirement accounts.
  • Customer alleged when she opened an unspecified account with Rodney Boelter she was advised this was the safest account available and funds were guaranteed. She has recently learned her funds, excluding withdrawals, have decreased in value.
  • The complainant alleged that in 2020, Rodney Boelter didn’t make transactions within his account as instructed, which caused him to lose money.

Rodney Boelter Red Flags & Your Rights As An Investor

Of course, Rodney Boelter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rodney Boelter at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Rodney Boelter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services Due To Rodney Boelter

If you have questions about MML Investors Services, MSI Financial Services, and/or Rodney Boelter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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