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Rocco Maselli Of VCS Venture Securities And Formerly With name Joseph Stone Capital L.L.C. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Rocco Maselli of VCS Venture Securities?

Rocco Maselli

Rocco Maselli (CRD #2791357) who is currently registered as a broker with VCS Venture Securities and located in Garden City New York, is a subject of one of our many securities industry sales practice abuse investigations. Prior to VCS Venture Securities, Rocco Maselli was associated with Joseph Stone Capital L.L.C and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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Rocco Maselli Customer Complaints

Rocco Maselli has been the subject of 4 customer complaints that we know about seeking to recover investment losses. Three of the customer complaints were settled by Rocco Maselli’s former employers. There is currently one FINRA arbitration proceeding that is pending against Joseph Stone Capital and VCS Venture Securities for Rocco Maselli’s alleged misconduct.

Allegations Against Rocco Maselli

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows:

  • Violation of federal securities laws, New York consumer protection act, fraud, breach of fiduciary duty, and negligence related to over-the-counter penny stocks.
  • Improper handling a customer’s account.
  • Unauthorized trading.
  • Churning.
  • Fraud.

Rocco Maselli Red Flags & Your Rights As An Investor

Of course, Rocco Maselli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rocco Maselli at VCS Venture Securities and Joseph Stone Capital L.L.C on alert to review carefully the activity and performance of their accounts and question whether Rocco Maselli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at VCS Venture Securities and Joseph Stone Capital L.L.C also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At VCS Venture Securities Due To Rocco Maselli

If you have questions about VCS Venture Securities, Joseph Stone Capital L.L.C and/or Rocco Maselli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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