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Robert Wynn Formerly With Park Avenue Securities LLC Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Robert Wynn formerly with Park Avenue Securities LLC?

Robert Wynn

Robert Wynn (CRD #2458453) who was formerly registered with Park Avenue Securities LLC and located in Glendale, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Park Avenue Securities LLC, Robert Wynn was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Robert Wynn Customer Complaints

Robert Wynn has been the subject of 7 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Park Avenue Securities in favor of the investors. The brokerage firm denied the other four customer complaints and to date, no further action has been taken.

Allegations Against Robert Wynn

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Selling Fixed Index Annuity away from the firm.
  • Failure to fully disclose revocable nature of an charitable annuity.
  • Unsuitable investment recommendations related to mutual funds and variable Universal Life and variable annuity transaction.
  • Misrepresentations in connection with the purchase of a variable life insurance policy.
  • Misrepresentation and breach of fiduciary duty in connection with variable Universal Life and variable annuity transactions.
  • Unauthorized transactions.
  • Unsuitable transactions.

Robert Wynn Red Flags & Your Rights As An Investor

Of course, Robert Wynn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wynn at Park Avenue Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Wynn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Park Avenue Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At Park Avenue Securities LLC Due To Robert Wynn

If you have questions about Park Avenue Securities LLC and/or Robert Wynn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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