DID ROBERT BRIAN WOLFE CAUSE YOU INVESTMENT LOSSES?
Robert Brian Wolfe Of Goldman Sachs & Co. LLC And Formerly Cetera Advisor Networks, LLC Has 3 Customer Complaints For Alleged Broker Misconduct In the Past Year
Who is Robert B. Wolfe with Goldman Sachs & Co. LLC?
Robert Wolfe (CRD #2268259) who is currently registered with Goldman Sachs & Co. LLC and located in Fort Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Goldman Sachs & Co. LLC, Robert Wolfe was associated with Mercer Allied Company, L.P., Cetera Advisor Networks LLC, and Girard Securities, Inc. and 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Cetera Advisor Networks, LLC Broker Misconduct
In his career, Robert Wolfe has been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. One of his customer complaints was recently denied by his former employer, and to date, the customer has not taken any further action. There are currently two pending customer complaints filed against Robert Wolfe’s current employer Cetera Advisor Networks, LLC for investment losses caused by his alleged misconduct.
Allegations Against Robert Wolfe
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Complainant alleged that Robert Wolfe made unsuitable investment recommendations related to closed-end funds.
- Claimants allege a registered representative recommended unsuitable alternative investments in annuities, failed to perform due diligence, breach of his fiduciary duty, breach his contract in connection with real estate private placements.
- Claimants allege that Robert Wolfe made unsuitable investment recommendations and failed to disclose all the risk associated with real estate private placement investments.
Robert Wolfe Red Flags & Your Rights As An Investor
Of course, Robert Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Wolfe at Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, and Girard Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisor Networks LLC, also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Goldman Sachs & Co. LLC and Cetera Advisors, Networks, LLC
If you have questions about Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cetera Advisor Networks LLC, Girard Securities, Inc. and/or Robert Wolfe and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.