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Robert Vance Of Moloney Securities Co., Inc. Has 11 Customer Complaints For Alleged Broker Misconduct

Who is Robert Vance of Moloney Securities Co., Inc.?

Robert Vance

Robert Vance (CRD #1887560) who is currently registered as a broker and investment adviser with Moloney Securities Co., Inc. and located in Sonora, California, is the subject of one of our many securities industry sales practice abuse investigations. Prior to Moloney Securities Co., Inc., Robert Vance was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Vance has his own regulatory problems. He is currently under investigation by the United States SEC about potential violation of Regulation Best Interest.

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Robert Vance Customer Complaints

Robert Vance has been the subject of 11 customer complaints that we know about to recover investment losses. One customer complaint was settled by Moloney Securities Co. in favor of the investor. Another customer complaint was denied by the brokerage firm and the investor took no further action. There are currently 9 customer complaints and FINRA arbitration proceedings that are still pending against the brokerage firm for Robert Vance’s alleged misconduct.

Allegations Against Robert Vance

The allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are all for suitability and negligence related to corporate debt, namely, GWG L Bonds.

Robert Vance Red Flags & Your Rights As An Investor

Of course, Robert Vance did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Vance at Moloney Securities Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Vance has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Moloney Securities Co., Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Moloney Securities Co., Inc. Due To Robert Vance

If you have questions about Moloney Securities Co., Inc. and/or Robert Vance and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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