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Robert Tractenberg Formerly With Spartan Capital Securities, LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Robert Tractenberg formerly with Spartan Capital Securities, LLC?

Robert Tractenberg (CRD #1619275) who was formerly registered with Spartan Capital Securities, LLC and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Robert Tractenberg Customer Complaints

Robert Tractenberg has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against Spartan Capital Securities, LLC for Robert Tractenberg’s alleged misconduct causing investors losses. One of Robert Tractenberg’s customer complaints was settled in favor of investors. Two of Robert Tractenberg’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Spartan Capital Securities, LLC for investment losses caused by Robert Tractenberg’s alleged misconduct.

Allegations Against Robert Tractenberg

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged Robert Tractenberg made unsuitable investment recommendations, engaged in unauthorized trading, breach of fiduciary duty and made misrepresentation resulting in damages.
  • Claimant alleged Robert Tractenberg’s misrepresentation and unsuitable recommendations.
  • Client alleged Robert Tractenberg’s unsuitable transactions in his account.

Robert Tractenberg Red Flags & Your Rights As An Investor

Of course, Robert Tractenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Tractenberg at Spartan Capital Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Tractenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Spartan Capital Securities, LLC Due To Robert Tractenberg

If you have questions about Spartan Capital Securities, LLC and/or Robert Tractenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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