| Read Time: 2 minutes |

DID ROBERT THOMAS ROSE CAUSE YOU INVESTMENT LOSSES?

Robert Rose Of Truist Investment Services And Formerly With BB&T Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Robert Rose of Truist Investment Services?

Robert Rose (CRD #1980112) who is currently registered with Truist Investment Services and located in Greensboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Truist Investment Services, Robert Rose was associated with BB&T Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Robert Rose Customer Complaint

Robert Rose has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the the investment activity (occurring from March 2020 through August 2020) in their discretionary managed accounts were misaligned with their investment objectives. Robert Rose’s customer complaint was denied and, to date, the customer has not taken any further action.

Robert Rose Red Flags & Your Rights As An Investor

Of course, Robert Rose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Rose at Truist Investment Services and BB&T Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Rose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Truist Investment Services and BB&T Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Truist Investment Services Due To Robert Rose

If you have questions about Truist Investment Services, BB&T Securities, and/or Robert Rose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...