DID ROBERT CHARLES MUELLER CAUSE YOU INVESTMENT LOSSES?
Robert Mueller Of UBS Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Robert Mueller of UBS Financial Services?
Robert Mueller (CRD #2647227) who is currently registered with UBS Financial Services and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Robert Mueller Customer Complaints
Robert Mueller has been the subject of 4 customer complaints that we know about. Two of Robert Mueller’s 4 customer complaints were settled in favor of investors. Two of Robert Mueller’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Robert Mueller
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged that Robert Mueller executed unauthorized purchase of auction rate securities for customer’s account.
- Customer claims Robert Mueller made alleged unsuitable investments.
- Robert Mueller’s alleged failure to follow instruction to redeem shares of hedge fund.
- Client stated that the options overlay strategy allegedly recommended by Robert Mueller is way out of bounds on risk for client’s portfolio.
Robert Mueller Red Flags & Your Rights As An Investor
Of course, Robert Mueller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Mueller at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Mueller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Robert Mueller
If you have questions about UBS Financial Services and/or Robert Mueller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.