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Robert J. Jennis Of Securian Financial Services, Inc. , and Formerly With New England Securities Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Robert J. Jennis with Securian Financial Services, Inc.?

Robert Jennis (CRD #4161684) who is currently registered with Securian Financial Services, Inc. and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securian Financial Services, Inc., Robert Jennis was associated with Metlife Securities Inc. and New England Securities, two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Securian Financial Services, Inc. And New England Securities Broker Misconduct

In his career, Robert Jennis has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last 2 years to recover investment losses. One of Robert Jennis’ 5 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Robert Jennis’ current employer Securian Financial Services, Inc. for investment losses caused by his alleged misconduct.

Allegations Against Robert Jennis

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Customer alleged that he advised Robert Jennis that he wanted a fixed annuity and instead a financial advisor purchased a variable annuity.
  • Customer alleged that Robert Jennis misrepresented variable annuity contracts.
  • Customer alleged that the financial advisor made an unsuitable recommendation of a variable annuity.
  • Customer alleged that Robert Jennis purchased a variable annuity for him even though he told the financial advisor. He knew the liquidity within 3 to 5 years and the contract did not provide same.

Robert Jennis Red Flags & Your Rights As An Investor

Of course, Robert Jennis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Jennis at Securian Financial Services, Inc., Metlife Securities Inc., and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Robert Jennis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securian Financial Services, Inc. and New England Securities also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Securian Financial Services, Inc. And New England Securities

If you have questions about Securian Financial Services, Inc., Metlife Securities Inc., New England Securities and/or Robert Jennis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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