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Robert Hord of Oppenheimer & Co. Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Robert Hord of Oppenheimer & Co. Inc.?

Robert Hord (CRD #830170) who is currently registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Robert Hord Customer Complaints

Robert Hord has been the subject of 4 customer complaints that we know about. One of Robert Hord’s 4 customers’ complaints resulted in an arbitration award in favor of investors. Two of Robert Hord’s 4 customer complaints were settled in favor of investors. One of Robert Hord’s customers’ complaints was denied and the customers did not take any further action.

Allegations Against Robert Hord

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants asserted claims of negligence, breach of contract, breach of fiduciary duty, negligent supervision and negligent misrepresentation concerning their alleged unsuitable investment in a federated mutual fund by Robert Hord.
  • Robert Hord’s alleged failure to supervise.

Robert Hord Red Flags & Your Rights As An Investor

Of course, Robert Hord did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Hord at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Hord has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Robert Hord

If you have questions about Oppenheimer & Co. Inc. and/or Robert Hord and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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