| Read Time: 2 minutes | Woodbury Financial Complaints |


Robert Scott Ginsberg with Woodbury Financial Services, Inc. Has [#] Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Robert S. Ginsberg with Woodbury Financial Services, Inc.?

Robert Ginsberg (CRD #5177531) who is currently registered with Woodbury Financial Services, Inc. and located in Wallingford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Prior to Woodbury Financial Services, Inc., Robert Ginsberg was associated with Investors Capital Corp. and two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Woodbury Financial Services, Inc. And Investors Capital Corp. Broker Misconduct

In his career, Robert Ginsberg has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. All of the customer complaints filed against Robert Ginsberg’s current employer Woodbury Financial Services, Inc. and former employer Investors Capital Corp. for investment losses caused by his alleged misconduct are still pending.

Allegations Against Robert Ginsberg  

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • Customers alleged that the representative made unsuitable recommendations to invest in variable annuities, direct investments involving real estate securities.
  • The client alleges that the recommendation of REIT and business development company investments were unsuitable recommendations.
  • The client alleges that the broker made unsuitable recommendations of non-traded REITs.

Robert Ginsberg Red Flags & Your Rights as An Investor

Of course, Robert Ginsberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Ginsberg at Woodbury Financial Services, Inc. and Investors Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Robert Ginsberghas engaged in any stockbroker misconduct that may have caused them investment losses.

The large number of customer complaints at Woodbury Financial Services, Inc. and Investors Capital Corp. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Woodbury Financial Services, Inc.

If you have questions about Woodbury Financial Services, Inc., Investors Capital Corp., and/or Robert Ginsberg and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars