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Robert Gallo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 7 Customer Complaints For Alleged Broker Misconduct

Who is Robert Gallo of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Robert Gallo

Robert Gallo (CRD #861092) who is currently registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Walnut Creek, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Robert Gallo was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Robert Gallo Customer Complaints

Robert Gallo has been the subject of 7 customer complaints that we know about to recover investment losses. Five customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. The brokerage firm denied the other to customer complaints and to date, no further action has been taken.

Allegations Against Robert Gallo

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations of hedge fund investment.
  • Excessive losses option transactions.
  • Unsuitable Exchange Traded Fund investments.
  • Misrepresentation.

Robert Gallo Red Flags & Your Rights As An Investor

Of course, Robert Gallo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Gallo at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Gallo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Robert Gallo

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Robert Gallo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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