| Read Time: 2 minutes | News & Articles |


Robert Fehrman Formerly With MSC – BD, LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Robert Tweed formerly with Cabot Lodge Securities LLC?

Robert Tweed

Robert Tweed (CRD #2339324) who was formerly registered with Cabot Lodge Securities LLC and located in San Marino, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cabot Lodge Securities LLC, Robert Tweed was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Tweed has had his own share of regulatory problems. The SEC has sued for violations of the Investment Advisers Act and he has been permanently barred from any further association with a broker-dealer, investment adviser, municipal securities dealer, municipal advisor, or transfer agent.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Robert Tweed Customer Complaints

Robert Tweedhas been the subject of 18 customer complaints that we know about to recover investment losses. Two customer complaints evolved into FINRA arbitration proceedings and resulted in awards in favor of the investors. Five customer disputes were settled by Robert Tweed’s former employers in favor of the investors. Seven customer complaints were denied, and to date, the investors have not taken any further action. There are currently 4 customer complaints pending against Cabot Lodge Securities and Concorde Investment Services for Robert Tweed’s alleged misconduct.

Allegations Against Robert Tweed    

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations, negligence, and breach of fiduciary duty.
  • Unsuitable investment recommendations of REIT and private placement investments.
  • Violations of the federal securities laws, fraud, and breach of fiduciary duty.
  • Failure to perform due diligence.

Robert Tweed Red Flags & Your Rights As An Investor

Of course, Robert Tweed did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Tweed at Cabot Lodge Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Tweedhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cabot Lodge Securities LLCalso raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cabot Lodge Securities LLC Due To Robert Tweed

If you have questions about Cabot Lodge Securities LLC and/or Robert Tweed and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars