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Robert Deardorff Of Ameriprise Financial Services And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct

Who is Robert Deardorff of Ameriprise Financial Services?

Robert Deardorff (CRD #4689440) who is currently registered with Ameriprise Financial Services and located in Evansville, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Robert Deardorff was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Robert Deardorff Customer Complaint

Robert Deardorff has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the client did not recall taking a loan against his Variable Life Insurance Policy to make a mutual fund purchase and that his policy will lapse due to the loan. Robert Deardorff’s customer complaint was settled in favor of the investors.

Robert Deardorff Red Flags & Your Rights As An Investor

Of course, Robert Deardorff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Deardorff at Ameriprise Financial Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Robert Deardorff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Robert Deardorff

If you have questions about Ameriprise Financial Services, Edward Jones, and/or Robert Deardorff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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