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Robert D’Andria Of International Assets Advisory, LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Robert D’Andria of International Assets Advisory, LLC?

Robert D’Andria

Robert D’Andria (CRD #1916172) who is currently registered as a broker and investment adviser with International Assets Advisory, LLC and located in Spring Lake, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to International Assets Advisory, LLC, Robert D’Andria was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert D’Andria has had his own regulatory problems. In his career he was suspended twice by FINRA formerly known as the NASD.

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Robert D’Andria Customer Complaints

Robert D’Andria has been the subject of 5 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors. The financial advisors employer denied the other 2 customer complaints no further action has been taken.

Allegations Against Robert D’Andria

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitability, unauthorized training, fraud, breach of contract, and breach of fiduciary duty involving nontraditional exchange traded products.
  • Misrepresentation of debit strategies fund.
  • Unauthorized purchase of stock.
  • Mismanagement of account.
  • Purchase of options without authorization.

Robert D’Andria Red Flags & Your Rights As An Investor

Of course, Robert D’Andria did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert D’Andria at International Assets Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Robert D’Andria has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at International Assets Advisory, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At International Assets Advisory, LLC Due To Robert D’Andria

If you have questions about International Assets Advisory, LLC and/or Robert D’Andria and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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