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Robert Anderson III Of Raymond James Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Robert Anderson III of Raymond James Financial Services, Inc.?

Robert Anderson

Robert Anderson (CRD #2355813) who is currently registered as a broker and investment adviser with Raymond James Financial Services, Inc. and located in Hiawassee, Georgia, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Inc., Robert Anderson III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Robert Anderson III Customer Complaints

Robert Anderson III has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Raymond James Financial Services in favor of the investors. Another customer complaint was denied by the brokerage firm and no further action was taken by the investor. There is currently one FINRA arbitration proceeding that was recently filed and pending against Raymond James Financial Services for Robert Anderson’s alleged misconduct.

Allegations Against Robert Anderson III

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations and poorly managed trust account.
  • Trust was charged excessive fees.
  • Failure to execute customer’s order.
  • Negligence, breach of fiduciary duty, breach of, tract, unsuitable investment advice.
  • Breach of fiduciary duty, negligence and negligent supervision.

Robert Anderson III Red Flags & Your Rights As An Investor

Of course, Robert Anderson III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Anderson III at Raymond James Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Robert Anderson III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

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File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Robert Anderson III

If you have questions about Raymond James Financial Services, Inc. and/or Robert Anderson III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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