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Ruth Simons Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has A Customer Complaint For Alleged Broker Misconduct

Who is Ruth Simons of MML Investors Services?

Ruth Simons (CRD #1463385) who is currently registered with MML Investors Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Ruth Simons was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Ruth Simons Customer Complaint

Ruth Simons has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable universal life policy issued was not accurately explained by their representative. The complainants stated that the cash value rapidly declined, even though premiums had been paid for over 20 years. Ruth Simons’ customer complaint was denied and, to date, the customers have not taken any further action.

Ruth Simons Red Flags & Your Rights As An Investor

Of course, Ruth Simons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruth Simons at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Ruth Simons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services Due To Ruth Simons

If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Ruth Simons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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