DID RICK RAY STAGGS CAUSE YOU INVESTMENT LOSSES?
Rick Staggs Of Commonwealth Financial Network Has A Customer Complaint For Alleged Broker Misconduct
Who is Rick Staggs of Commonwealth Financial Network?
Rick Staggs (CRD #1261156) who is currently registered with Commonwealth Financial Network and located in Fresno, California is a subject of one of our many securities industry sales practice abuse investigations.
Rick Staggs Customer Complaint
Rick Staggs has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative placed trades in her account, after having already resigned himself as her advisor, without any communication prior to or after the transactions. Rick Staggs’ customer complaint was denied and, to date, the customer has not taken any further action.
Rick Staggs Red Flags & Your Rights As An Investor
Of course, Rick Staggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Staggs at Commonwealth Financial Network on alert to review carefully the activity and performance of their accounts and question whether Rick Staggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Commonwealth Financial Network also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Commonwealth Financial Network Due To Rick Staggs
If you have questions about Commonwealth Financial Network and/or Rick Staggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.