DID RICHARD CHRISTOPHER STOYECK CAUSE YOU INVESTMENT LOSSES?

Richard Stoyeck Formerly With Titus Rockefeller, LLC Has 5 Customer Complaints For Alleged Broker Misconduct

Who is Richard Stoyeck formerly with Titus Rockefeller, LLC?

Richard Stoyeck (CRD #842122) who was formerly registered with Titus Rockefeller, LLC and located in Westport, Connecticut, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Titus Rockefeller, LLC, Richard Stoyeck was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Stoyeck has had his own regulatory problems. He has been involved in 4 regulatory actions in his career. Most recently, he was suspended indefinitely for failure to pay an arbitration award.

Investment Losses? Let’s talk.

or, give us a ring at (800) 732-2889.

Richard Stoyeck Customer Complaints

Richard Stoyeck has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and award against Richard Stoyeck for $572,000 in compensatory damages, $100,000 in punitive damages, plus attorney’s fees, costs and other sanctions. Three of the other customer disputes settled by the adviser’s former employers in favor of the investors. One FINRA Arbitration proceeding is still pending against his employers for his alleged misconduct.

Allegations Against Richard Stoyeck

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

• Unsuitability
• Overconcentration of client’s accounts.
• Churning.
• Breach of fiduciary duty and fraudulent misrepresentations.

Richard Stoyeck Red Flags & Your Rights As An Investor

Of course, Richard Stoyeck did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Stoyeck at Titus Rockefeller, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Stoyeck has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Titus Rockefeller, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Titus Rockefeller, LLC Due To Richard Stoyeck

If you have questions about Titus Rockefeller, LLC and/or Richard Stoyeck and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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