DID RICHARD CHARLES RIGGENBACH CAUSE YOU INVESTMENT LOSSES?
Richard Charles Riggenbach of Woodbury Financial Services Has One Customer Complaint for Alleged Broker Misconduct
Who is Richard C. Riggenbach of Woodbury Financial Services?
Richard Riggenbach (CRD #1686839) who is currently registered with Woodbury Financial Services and located in Bloomfield, Iowa is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Woodbury Financial Services, Richard Riggenbach was associated with Questar Capital and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Richard Riggenbach Customer Complaint
In his career, Richard Riggenbach has been the subject of one customer complaint that we know about. Customers allege the representative made recommendations that did not meet the clients’ needs and allegedly caused losses.
This complaint is currently pending against Woodbury Financial Services for investment losses caused by Richard Riggenbach’s alleged misconduct.
Richard Riggenbach Red Flags & Your Rights as An Investor
Of course, Richard Riggenbach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Richard Riggenbach at Woodbury Financial Services on alert to review carefully the activity and performance of their accounts and question whether Richard Riggenbach has engaged in any stockbroker misconduct that may have caused them investment losses.
There have been a large number of customer complaints at Woodbury Financial Services which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at Woodbury Financial Services
If you have questions about Woodbury Financial Services and/or Richard Riggenbach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.