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Richard Piatas Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct

Who is Richard Piatas of Merrill Lynch Pierce Fenner & Smith Inc.?

Richard Piatas (CRD #2953716) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Frisco, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Richard Piatas Customer Complaint

Richard Piatas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged misrepresentations and omission of material facts. Richard Piatas’ customer complaint was denied and, to date, the customer has not taken any further action.

Richard Piatas Red Flags & Your Rights As An Investor

Of course, Richard Piatas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Piatas at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Richard Piatas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Richard Piatas

If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Richard Piatas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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