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Richard Peace Formerly With FSC Securities Corp. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Richard Peace formerly with FSC Securities Corp.?

Richard Peace (CRD #1052457) who was formerly registered with FSC Securities Corp. and located in Colorado Springs, Colorado is a subject of one of our many securities industry sales practice abuse investigations.

Richard Peace Customer Complaints

Richard Peace has been the subject of 4 customer complaints that we know about. One of Richard Peace’s 4 customer complaints was settled in favor of investors. Three of Richard Peace’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Richard Peace

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that two variable annuities purchased were misrepresented by Richard Peace.
  • The customer alleged Richard Peace misrepresented the living benefit portion of the annuity he purchased.
  • The plaintiff alleged Richard Peace made unsuitable and unauthorized trades and high-risk bonds and limited partnerships.
  • The client alleged that Richard Peace misrepresented his real-time trading capabilities and poor execution of trades.

Richard Peace Red Flags & Your Rights As An Investor

Of course, Richard Peace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Peace at FSC Securities Corp. on alert to review carefully the activity and performance of their accounts and question whether Richard Peace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at FSC Securities Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At FSC Securities Corp. Due To Richard Peace

If you have questions about FSC Securities Corp. and/or Richard Peace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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