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Richard Nicholas Of Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Richard Nicholas of Equitable Advisors, LLC?

Richard Nicholas

Richard Nicholas (CRD #5424644) who is currently registered as a broker and investment adviser with Equitable Advisors, LLC and located in Woodbury, New York, is a subject of one of our many securities industry sales practice abuse investigations.

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Richard Nicholas Customer Complaint

Richard Nicholas has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative misrepresented the terms of the variable annuity contract. Equitable Advisors recently denied the customer complaint and to date, there is no evidence that the customer has filed any arbitration proceeding to pursue the claim.

Richard Nicholas Red Flags & Your Rights As An Investor

Of course, Richard Nicholas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Nicholas at Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Nicholas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

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If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Equitable Advisors, LLC Due To Richard Nicholas

If you have questions about Equitable Advisors, LLC and/or Richard Nicholas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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