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Richard Laskin Of Cetera Advisors And Formerly With SII Investments Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Richard Laskin of Cetera Advisors?

Richard Laskin (CRD #2201317) who is currently registered with Cetera Advisors and located in East Brunswick, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, Richard Laskin was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Richard Laskin Customer Complaints

Richard Laskin has been the subject of 2 customer complaints that we know about. One of Richard Laskin’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against SII Investments for investment losses caused by Richard Laskin’s alleged misconduct.

Allegations Against Richard Laskin

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged funds were invested too aggressively for her risk level by Richard Laskin.
  • Richard Laskin’s alleged unsuitable investments.

Richard Laskin Red Flags & Your Rights As An Investor

Of course, Richard Laskin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Laskin at Cetera Advisors and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Richard Laskin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors and SII Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Advisors Due To Richard Laskin

If you have questions about Cetera Advisors, SII Investments, and/or Richard Laskin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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