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Richard Goldston Formerly With Edward Jones Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Richard Goldston formerly with Edward Jones?

Richard Goldston

Richard Goldston (CRD #4176824) who was formerly registered with Edward Jones and located in Ft Scott, Kansas, is a subject of one of our many securities industry sales practice abuse investigations. Richard Goldston was recently terminated by Edward Jones over concerns the registered representative did not adhere to firm policies relating to lending arrangements with clients, margin accounts, and fictitious or misleading account or system information.

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Richard Goldston Customer Complaints

Richard Goldston has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Edward Jones in favor of the investors. The other customer complaint was recently filed and is still under review by the brokerage firm.

Allegations against Richard Goldston

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Fraudulent and illegal practices by the financial advisor borrowing $41,000 from the client.
  • Advisor mistakenly advised client that moving assets to cash within 529 account would not be considered a distribution for tax purposes.
  • Advisor encouraged client to take out margin loan and then loan him the proceeds.

Richard Goldston Red Flags & Your Rights As An Investor

Of course, Richard Goldston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Goldston at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Richard Goldston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Richard Goldston

If you have questions about Edward Jones and/or Richard Goldston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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