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Richard Crabtree Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Richard Crabtree of Merrill Lynch Pierce Fenner & Smith?

Richard Crabtree

Richard Crabtree (CRD #1855649) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Annapolis, Maryland is a subject of one of our many securities industry sales practice abuse investigations.

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Richard Crabtree Customer Complaints

Richard Crabtree has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Richard Crabtree’s 4 customer complaints were settled in favor of investors. Two of Richard Crabtree’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Richard Crabtree

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged that she received unsuitable investment recommendations by Richard Crabtree and that her account was misallocated.
  • Customer alleged he was given inaccurate information by Richard Crabtree regarding proposed sale proceeds.
  • Customers alleged Richard Crabtree made misrepresentations and effectuated unauthorized transactions in their accounts.
  • The attorney representing the customer alleged selling away and misrepresentations by Richard Crabtree.

Richard Crabtree Red Flags & Your Rights As An Investor

Of course, Richard Crabtree did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Crabtree at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Richard Crabtree has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Investment Losses? We Can Help

Discuss your legal options with an attorney at The Law Offices of Robert Wayne Pearce, P.A.

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or, give us a ring at (800) 732-2889.

Robert Pearce

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Richard Crabtree

If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Richard Crabtree and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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