DID RICHARD JOSEPH CORONEL CAUSE YOU INVESTMENT LOSSES?
Richard Coronel Of Wells Fargo Clearing Services And Formerly With BBVA Securities And BBVA Wealth Solutions Has A Customer Complaint For Alleged Broker Misconduct
Who is Richard Coronel of Wells Fargo Clearing Services?
Richard Coronel (CRD #2551668) who is currently registered with Wells Fargo Clearing Services and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Richard Coronel was associated with BBVA Securities, BBVA Wealth Solutions and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Richard Coronel Customer Complaint
Richard Coronel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer purchased two fixed annuity contracts. Customer’s daughter, who is attorney in fact for the customer, alleged that the contracts are unsuitable for her because of her age and liquidity needs. Richard Coronel’s customer complaint was denied and the customers did not take any further action.
Richard Coronel Red Flags & Your Rights As An Investor
Of course, Richard Coronel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Coronel at Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions on alert to review carefully the activity and performance of their accounts and question whether Richard Coronel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Richard Coronel
If you have questions about Wells Fargo Clearing Services, BBVA Securities, BBVA Wealth Solutions, and/or Richard Coronel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.