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Richard Canoy Formerly With Signator Investors And Transamerica Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Richard Canoy formerly with Signator Investors?

Richard Canoy (CRD #2196015) who was formerly registered with Signator Investors and located in Bellingham, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Signator Investors, Richard Canoy was associated with Transamerica Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Richard Canoy Customer Complaints

Richard Canoy has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Richard Canoy’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Transamerica Financial Advisors for investment losses caused by Richard Canoy’s alleged misconduct.

Allegations Against Richard Canoy

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged that he invested $25,000 in an Allianz Variable annuity and that Richard Canoy allegedly told him that his investment would double in 10 years, but it did not.
  • The clients alleged Richard Canoy misrepresented the features of their investment and they were unaware they had purchased an annuity.

Richard Canoy Red Flags & Your Rights As An Investor

Of course, Richard Canoy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Canoy at Signator Investors and Transamerica Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Canoy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Signator Investors and Transamerica Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Signator Investors Due To Richard Canoy

If you have questions about Signator Investors, Transamerica Financial Advisors, and/or Richard Canoy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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