DID RICHARD LEON ALLEN CAUSE YOU INVESTMENT LOSSES?
Richard Allen Of Equitable Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Richard Allen of Equitable Advisors?
Richard Allen (CRD #4593517) who is currently registered with Equitable Advisors and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Richard Allen Customer Complaint
Richard Allen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were she did not receive a proper explanation of the terms and benefits associated with her variable annuity purchased. Richard Allen’s customer complaint was denied and, to date, the customer has not taken any further action.
Richard Allen Red Flags & Your Rights As An Investor
Of course, Richard Allen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Allen at Equitable Advisors on alert to review carefully the activity and performance of their accounts and question whether Richard Allen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Equitable Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Equitable Advisors Due To Richard Allen
If you have questions about Equitable Advisors and/or Richard Allen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.