DID RICARDO JAMES ARMIJO CAUSE YOU INVESTMENT LOSSES?
Ricardo Armijo Of Raymond James Associates, And Formerly With UBS Financial Services Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Ricardo Armijo of Raymond James Associates?
Ricardo Armijo (CRD #2694904) who is currently registered with Raymond James Associates and located in Birmingham, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Associates, Ricardo Armijo was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Ricardo Armijo Customer Complaints
Ricardo Armijo has been the subject of 3 customer complaints that we know about. Multiple clients alleged that Ricardo Armijo never disclosed the fees on the C shares of the mutual funds they invested. All of Ricardo Armijo’s 3 customer complaints were settled in favor of investors.
Ricardo Armijo Red Flags & Your Rights As An Investor
Of course, Ricardo Armijo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricardo Armijo at Raymond James Associates and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Ricardo Armijo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Associates and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Associates Due To Ricardo Armijo
If you have questions about Raymond James Associates, UBS Financial Services, and/or Ricardo Armijo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.