DID REGINALD RANDOLPH CAUSE YOU INVESTMENT LOSSES?
Reginald Randolph Formerly With Capital Investment Group, Inc. And MML Investors Services Has One Customer Complaint For Alleged Broker Misconduct
Who is Reginald Randolph formerly with Capital Investment Group, Inc.?
Reginald Randolph (CRD #2007682) who was formerly registered with Capital Investment Group, Inc. and located in Greensoboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Capital Investment Group, Inc., Reginald Randolph was associated with MML Investors Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Reginald Randolph Customer Complaint
Reginald Randolph has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative sold her several investments that were neither suitable nor explained to her. Reginald Randolph’s customer complaint was denied and, to date, the customer has not taken any further action.
Reginald Randolph Red Flags & Your Rights As An Investor
Of course, Reginald Randolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Reginald Randolph at Capital Investment Group, Inc. and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Reginald Randolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Capital Investment Group, Inc. and MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Capital Investment Group, Inc. Due To Reginald Randolph
If you have questions about Capital Investment Group, Inc., MML Investors Services, and/or Reginald Randolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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