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Rebecca T. Ward with Bankers Life Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years

Who is Rebecca T. Ward with Bankers Life Securities, Inc.?

Rebecca Ward (CRD #6692246) who is currently registered with Bankers Life Securities, Inc. and located in Farmington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  

Bankers Life Securities, Inc. Broker Misconduct

In her career, Rebecca Ward has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last 2 years to recover investment losses. Both of the customer complaints filed against Rebecca Ward’s current employer Bankers Life Securities, Inc. for investment losses caused by her alleged misconduct were denied and the customers took no further action

Allegations Against Rebecca Ward

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • A relative of two customers alleged that Rebecca Ward recommended liquidations variable annuities to purchase 2 Premium bonus indexed annuities were unsuitable recommendations. Further, that his relatives did not know what they were purchasing due to their cognitive problems and diminished capacity. It appears the brokerage firm denied the claims because the investments were offered and sold by an affiliate company.

Rebecca Ward Red Flags & Your Rights As An Investor

Of course, Rebecca Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rebecca Ward at Bankers Life Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Rebecca Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The customer complaints at Bankers Life Securities, Inc. about alleged elder abuse also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Bankers Life Securities, Inc.

If you have questions about Bankers Life Securities, Inc. and/or Rebecca Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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