DID SAMUEL FERALD MANDAN CAUSE YOU INVESTMENT LOSSES?
Samuel Mandan Formerly With Raymond James Financial Services And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct
Who is Samuel Mandan formerly with Raymond James Financial Services?
Samuel Mandan (CRD #6827793) who was formerly registered with Raymond James Financial Services and located in Fargo, North Dakota is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James Financial Services, Samuel Mandan was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Samuel Mandan Customer Complaint
Samuel Mandan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged equity liquidations were not suitable investment recommendations. Samuel Mandan’s customer complaint was denied and, to date, the customer has not taken any further action.
Samuel Mandan Red Flags & Your Rights As An Investor
Of course, Samuel Mandan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Mandan at Raymond James Financial Services and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Samuel Mandan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James Financial Services Due To Samuel Mandan
If you have questions about Raymond James Financial Services, Edward Jones, and/or Samuel Mandan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.