DID RAY ANTHONY GARRIDO SAN PEDRO CAUSE YOU INVESTMENT LOSSES?
Ray San Pedro Of National Securities Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Ray San Pedro of National Securities?
Ray San Pedro (CRD #4565686) who is currently registered with National Securities and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.
Ray San Pedro Customer Complaints
Ray San Pedro has been the subject of 5 customer complaints that we know about. One of Ray San Pedro’s 5 customer complaints was settled in favor of investors. Two of Ray San Pedro’s customers’ complaints were denied and, to date, the customers have not taken any further action. There are currently two pending customer complaints filed against National Securities for investment losses caused by Ray San Pedro’s alleged misconduct.
Allegations Against Ray San Pedro
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Ray San Pedro’s alleged failure to follow instructions.
- Unsuitable investment recommendations, breach of fiduciary duty & negligence by Ray San Pedro.
- Unsuitable investment recommendations by Ray San Pedro.
- Ray San Pedro’s alleged unauthorized purchase of 3000 Provident Energy.
Ray San Pedro Red Flags & Your Rights As An Investor
Of course, Ray San Pedro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ray San Pedro at National Securities on alert to review carefully the activity and performance of their accounts and question whether Ray San Pedro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at National Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At National Securities Due To Ray San Pedro
If you have questions about National Securities and/or Ray San Pedro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.