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Raul Benitez Of Wells Fargo Clearing Services, LLC And Formerly With Suntrust Investment Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Raul Benitez of Wells Fargo Clearing Services, LLC?

Raul Benitez

Raul Benitez (CRD #4457185) who is currently registered as a broker and investment adviser with Wells Fargo Clearing Services, LLC and located in Aventura, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, LLC, Raul Benitez was associated with Suntrust Investment Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Raul Benitez Customer Complaints

Raul Benitez has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints have been settled by Raul Benitez’s former employers in favor of the investors. Chase Investment Services denied the other customer complaint and no further action was taken.

Allegations Against Raul Benitez

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Forgery of client’s signature on account opening documents.
  • Recommendation of a managed fee-based account was not suitable.
  • Unsuitable recommendation of investment strategy and misrepresentations related thereto.
  • Northstar investment recommendation was unsuitable.

Raul Benitez Red Flags & Your Rights As An Investor

Of course, Raul Benitez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raul Benitez at Wells Fargo Clearing Services, LLC and Suntrust Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Raul Benitez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Suntrust Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Raul Benitez

If you have questions about Wells Fargo Clearing Services, LLC, Suntrust Investment Services, Inc. and/or Raul Benitez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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