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Randy Risdon Of Merrill Lynch Pierce Fenner & Smith And Formerly With American Trust Investment Services Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Randy Risdon of Merrill Lynch Pierce Fenner & Smith?

Randy Risdon (CRD #2436168) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Rolling Meadows, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Randy Risdon was associated with American Trust Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Randy Risdon Customer Complaints

Randy Risdon has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Randy Risdon’s 2 customer complaints was settled in favor of the investors. One of Randy Risdon’s customers’ complaints was denied and, to date, the customer has not taken any further action.

Allegations Against Randy Risdon

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The customer alleged Randy Risdon’s misrepresentation.
  • Randy Risdon’s alleged churning; suitability; misrepresentation; omission of facts.

Randy Risdon Red Flags & Your Rights As An Investor

Of course, Randy Risdon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Risdon at Merrill Lynch Pierce Fenner & Smith and American Trust Investment Services on alert to review carefully the activity and performance of their accounts and question whether Randy Risdon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and American Trust Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Randy Risdon

If you have questions about Merrill Lynch Pierce Fenner & Smith, American Trust Investment Services, and/or Randy Risdon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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