DID RANDELL JONES CAUSE YOU INVESTMENT LOSSES?
About Randell Jones Of TD Ameritrade, TD Ameritrade Investment Management?
Randell Jones (CRD #6112974) is a broker who is not currently registered. He has a history of working with prominent financial firms, including Charles Schwab & Co., Inc., TD Ameritrade, Inc., and Merrill Lynch, primarily located in Westlake, Texas, and Fort Worth, Texas. Throughout his career, spanning from 2012 to 2024, Jones passed two general industry/product exams—the Securities Industry Essentials Examination and the General Securities Representative Examination—and one multi-state securities law exam, the Uniform Combined State Law Examination. His roles have ranged from registered representative to investment advisor, indicating a broad scope of responsibilities and expertise in the financial sector.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Randell Jones Customer Complaints and Reviews
Randell Jones has one negative disclosure in the form of a customer dispute:
- Customer Dispute (Closed – No Action): A complaint was filed on July 13, 2020, while Jones was employed by TD Ameritrade. The client alleged not being informed about potential tax liabilities associated with the sale of stocks, claiming damages of $348,000. The complaint was reviewed and closed on July 15, 2020, without any action, as the firm’s investigation found no sales practice violations or wrongdoing on Jones’s part.
Allegations Against Randell Jones
The specific allegation against Randell Jones involved in the customer dispute includes:
- Lack of Information on Tax Liabilities: The client accused Jones of failing to inform her about potential tax liabilities resulting from stock transactions. The firm’s investigation concluded there was no evidence of sales practice violations, and the complaint was dismissed without any findings of wrongdoing by Jones.
Randell Jones Red Flags & Your Rights As An Investor
Of course, Randell Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randell Jones at TD Ameritrade, TD Ameritrade Investment Management on alert to review carefully the activity and performance of their accounts and question whether Randell Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TD Ameritrade, TD Ameritrade Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At TD Ameritrade Due To Randell Jones
If you have questions about TD Ameritrade, TD Ameritrade Investment Management, and/or Randell Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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