DID RANDAL J. MASTER CAUSE YOU INVESTMENT LOSSES?
Randal Master Of Robert W. Baird And Formerly With J.J.B. Hilliard, W.L. Lyons Has 3 Customer Complaints For Alleged Broker Misconduct
Who is Randal Master of Robert W. Baird?
Randal Master (CRD #4406924) who is currently registered with Robert W. Baird and located in Lexington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird, Randal Master was associated with J.J.B. Hilliard, W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Randal Master Customer Complaints
Randal Master has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Randal Master’s 3 customer complaints was settled in favor of investors. One of Randal Master’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against J.J.B. Hilliard Lyons for investment losses caused by Randal Master’s alleged misconduct.
Allegations Against Randal Master
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged Randal Master made unsuitable recommendations regarding investments.
- Client alleged Randal Master did not appropriately advise him of the tax liability for transactions associated with transferring accounts.
- Client alleged unsuitability of REIT made by Randal Master.
Randal Master Red Flags & Your Rights As An Investor
Of course, Randal Master did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randal Master at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Randal Master has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird and J.J.B. Hilliard, W.L. Lyons also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Robert W. Baird Due To Randal Master
If you have questions about Robert W. Baird, J.J.B. Hilliard, W.L. Lyons, and/or Randal Master and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.