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Teresa Mathies Of Edward Jones Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Teresa Mathies of Edward Jones?

Teresa Mathies (CRD #5471903) who is currently registered with Edward Jones and located in Bedford, Indiana is a subject of one of our many securities industry sales practice abuse investigations.

Teresa Mathies Customer Complaints

Teresa Mathies has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Teresa Mathies’ customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Teresa Mathies

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Teresa Mathies (his wife) forged his signature on paperwork which resulted in the rollover and subsequent theft of his retirement funds.
  • Client claimed Teresa Mathies failed to sell securities in account, and that losses occurred due to failure to sell.

Teresa Mathies Red Flags & Your Rights As An Investor

Of course, Teresa Mathies did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teresa Mathies at Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Teresa Mathies has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Edward Jones Due To Teresa Mathies

If you have questions about Edward Jones and/or Teresa Mathies and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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