| Read Time: 2 minutes |

DID PRESTON SCHOENFELD CAUSE YOU INVESTMENT LOSSES?

Preston Schoenfeld Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Preston Schoenfeld of Morgan Stanley?

Preston Schoenfeld (CRD #4627512) who is currently registered with Morgan Stanley and located in Riverhead, New York is a subject of one of our many securities industry sales practice abuse investigations.

Preston Schoenfeld Customer Complaints

Preston Schoenfeld has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Preston Schoenfeld’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against MSSB for investment losses caused by Preston Schoenfeld’s alleged misconduct.

Allegations Against Preston Schoenfeld

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged, inter alia, unsuitability with respect to investments by Preston Schoenfeld.
  • Customer complained that instructions to wire funds were not followed by Preston Schoenfeld.

Preston Schoenfeld Red Flags & Your Rights As An Investor

Of course, Preston Schoenfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Preston Schoenfeld at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Preston Schoenfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Preston Schoenfeld

If you have questions about Morgan Stanley and/or Preston Schoenfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...