| Read Time: 2 minutes |

DID PETER HARRY SHANAHAN CAUSE YOU INVESTMENT LOSSES?

Peter Shanahan Of Robert W. Baird Co. And Formerly With J.J.B. Hilliard W.L. Lyons Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Peter Shanahan of Robert W. Baird Co.?

Peter Shanahan (CRD #1386092) who is currently registered with Robert W. Baird Co.and located in Hendersonville, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Robert W. Baird Co., Peter Shanahan was associated with J.J.B. Hilliard W.L. Lyons and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Peter Shanahan Customer Complaints

Peter Shanahan has been the subject of 3 customer complaints that we know about. Three of Peter Shanahan’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Peter Shanahan

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Peter Shanahan had their stock portfolio at another firm liquidated against their wishes. Client alleged that although liquidation authorizations were signed, authorization was not given to Mr. Shanahan to forward the liquidation requests to their prior firm.
  • Client alleged poor advice was given to her by Peter Shanahan regarding the purchase of a variable annuity.
  • The client alleged his Universal Life Insurance Policy by Peter Shanahan was unsuitable.

Peter Shanahan Red Flags & Your Rights As An Investor

Of course, Peter Shanahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Shanahan at Robert W. Baird Co. and J.J.B. Hilliard W.L. Lyons on alert to review carefully the activity and performance of their accounts and question whether Peter Shanahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Robert W. Baird Co. and J.J.B. Hilliard W.L. Lyons also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Robert W. Baird Co. Due To Peter Shanahan

If you have questions about Robert W. Baird Co., J.J.B. Hilliard W.L. Lyons, and/or Peter Shanahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $140 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...