DID PETER LLOYD RUKEYSER CAUSE YOU INVESTMENT LOSSES?
Peter Rukeyser Of UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Peter Rukeyser of UBS Financial Services?
Peter Rukeyser (CRD #2500523) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.
Peter Rukeyser Customer Complaint
Peter Rukeyser has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability and misrepresentation with respect to recommendations to invest in and hold an options overlay strategy. The customer complaint filed against Peter Rukeyser’s current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report.
Peter Rukeyser Red Flags & Your Rights As An Investor
Of course, Peter Rukeyser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Rukeyser at UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Peter Rukeyser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Peter Rukeyser
If you have questions about UBS Financial Services and/or Peter Rukeyser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.