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Peter Rhee Of Cetera Investment Advisers LLC And Formerly With First Allied Securities, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Peter Rhee of Cetera Investment Advisers LLC?

Peter Rhee

Peter Rhee (CRD #2326728) who is currently registered as a broker and investment adviser with Cetera Investment Advisers LLC and located in Frankfort, Illinois, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Advisers LLC, Peter Rhee was associated with Cetera Investment Advisers LLC, First Allied Securities, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Peter Rhee Customer Complaints

Peter Rhee has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Peter Rhee’s former employers in favor of the investors. There is currently one FINRA arbitration proceeding pending against Investment Planners for the adviser’s alleged misconduct.

Allegations Against Peter Rhee

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable investment recommendations and misstatements about an oil and gas investment.
  • Unsuitable recommendations to invest in alternative investments.
  • Misrepresentations and breach of fiduciary duty.

Peter Rhee Red Flags & Your Rights As An Investor

Of course, Peter Rhee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Rhee at Cetera Investment Advisers LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Rhee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Advisers LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Cetera Investment Advisers LLC Due To Peter Rhee

If you have questions about Cetera Investment Advisers LLC, First Allied Securities, Inc. and/or Peter Rhee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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