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Peter Izzo Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Peter Izzo of Merrill Lynch Pierce Fenner & Smith?

Peter Izzo (CRD #2943901) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Peter Izzo Customer Complaints

Peter Izzo has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Peter Izzo’s 4 customer complaints were settled in favor of investors.

Allegations Against Peter Izzo

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimants alleged unsuitable recommendations and investments in their accounts by Peter Izzo. Claimants further alleged FA failed to explain the risks of margin.
  • The claimants alleged that unsuitable investments were made in their account and that there was excessive and unauthorized trading on margin in their account by Peter Izzo.
  • The customer alleged Peter Izzo’s unauthorized trading and misrepresentations regarding the liquidity of auction rate securities. Damages unspecified.
  • The customer alleged unsuitable investment recommendations by Peter Izzo.

Peter Izzo Red Flags & Your Rights As An Investor

Of course, Peter Izzo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Izzo at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Peter Izzo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Peter Izzo

If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Peter Izzo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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