DID PETER LEWIS GOFFIN CAUSE YOU INVESTMENT LOSSES?
Peter Goffin Formerly With Newbridge Securities Corporation Has 5 Customer Complaints For Alleged Broker Misconduct
Who is Peter Goffin formerly with Newbridge Securities Corporation?
Peter Goffin (CRD #1617710) who was formerly registered with Newbridge Securities Corporation and located in Boca Raton, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Newbridge Securities Corporation, Peter Goffin was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Peter Goffin Customer Complaints
Peter Goffin has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint proceeded to arbitration and resulted in an award against Comvest Securities and Peter Goffin in favor of the investor. Another customer complaint was settled by Newbridge Securities Corporation in favor of the investor. His former employers denied two other customer complaints in the investors took no further action. There is currently one customer complaint that was recently filed and pending against Newbridge Securities Corporation for the advisor’s alleged misconduct.
Allegations Against Peter Goffin
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation, negligence, and breach of fiduciary duty related to GWG L bonds.
- Failure to disclose fees and other features of variable annuity contract.
- Unsuitable recommendations for high-tech and new economy mutual funds.
- Unsuitable recommendations of alternative investments in breach of advisor’s fiduciary duty.