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Peter Clarke Of Rockefeller Financial LLC And Formerly With Truist Investment Services, Inc. and BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Peter Clarke of Rockefeller Financial LLC?

Peter Clarke

Peter Clarke (CRD #1400419) who is currently registered as a broker and investment adviser with Rockefeller Financial LLC and located in Palm Beach Gardens, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Rockefeller Financial LLC, Peter Clarke was associated with Truist Investment Services, Inc., BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

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Peter Clarke Customer Complaints

Peter Clarke has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Wheat First Securities in favor of the investor for Peter Clarke’s alleged misconduct. The other customer complaint was recently filed and is still pending in a FINRA arbitration proceeding against Truist Investment Services.

Allegations Against Peter Clarke

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Unsuitable recommendations of securities that were inconsistent with customers risk tolerance.
  • Breach of fiduciary duty, misrepresentation and unsuitable investment recommendations.

Peter Clarke Red Flags & Your Rights As An Investor

Of course, Peter Clarke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Clarke at Rockefeller Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Clarke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Rockefeller Financial LLC, Truist Investment Services, Inc. and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Rockefeller Financial LLC Due To Peter Clarke

If you have questions about Rockefeller Financial LLC, Truist Investment Services, Inc., BB&T Securities, LLC and/or Peter Clarke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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