| Read Time: 2 minutes | Morgan Stanley Complaints |


Perry Basch Formerly With Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Perry Basch formerly with Morgan Stanley?

Perry Basch (CRD #839696) who was formerly registered with Morgan Stanley and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations.

Perry Basch Customer Complaints

Perry Basch has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Perry Basch’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Morgan Stanley Smith Barney for investment losses caused by Perry Basch’s alleged misconduct.

Allegations Against Perry Basch

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged misrepresentation with respect to annuity investment by Perry Basch.
  • Customer alleged that Perry Basch misrepresented auction rate securities to be liquid investment.

Perry Basch Red Flags & Your Rights As An Investor

Of course, Perry Basch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Perry Basch at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Perry Basch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Perry Basch

If you have questions about Morgan Stanley, and/or Perry Basch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars