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Paz Chandra Of Royal Alliance Associates, Inc. And Formerly With Signator Investors, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Paz Chandra of Royal Alliance Associates, Inc.?

Paz Chandra

Paz Chandra (CRD #2405701) who is currently registered as a broker and investment adviser with Royal Alliance Associates, Inc. and located in Clearwater, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Royal Alliance Associates, Inc., Paz Chandra was associated with Signator Investors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Investment Losses? Let’s talk.

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Paz Chandra Customer Complaints

Paz Chandra has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by LPL Financial and Royal Alliance Associates in favor the investors.

Allegations Against Paz Chandra

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation and failure to select principal guaranty riders and a variable annuity contract.
  • Unsuitable alternative investment recommendation to purchase REITs and business development companies.

Paz Chandra Red Flags & Your Rights As An Investor

Of course, Paz Chandra did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paz Chandra at Royal Alliance Associates, Inc. and Signator Investors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Paz Chandra has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Royal Alliance Associates, Inc. and Signator Investors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

Did You Lose Money Because of Broker Misconduct?

best investment fraud lawyers

If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.

Need Legal Help? Let’s talk.

or, give us a ring at 561-338-0037.

File A Claim To Recover Your Investment Losses At Royal Alliance Associates, Inc. Due To Paz Chandra

If you have questions about Royal Alliance Associates, Inc., Signator Investors, Inc. and/or Paz Chandra and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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