DID PAUL JACK SCOTT CAUSE YOU INVESTMENT LOSSES?
Paul Scott Formerly With LPL Financial And Invest Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Paul Scott formerly with LPL Financial?
Paul Scott (CRD #850179) who was formerly registered with LPL Financial and located in Memphis, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Paul Scott was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Paul Scott Customer Complaints
Paul Scott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a non-traded REIT. Paul Scott’s customer complaint was denied and, to date, the customers have not taken any further action.
Paul Scott Red Flags & Your Rights As An Investor
Of course, Paul Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Scott at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Paul Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Paul Scott
If you have questions about LPL Financial, Invest Financial, and/or Paul Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.